Policy Compass
Financial resilience in the energy retail market

Decision on strengthening milestone assessments and additional reporting requirements

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In our December action plan, we set out our approach to strengthening our regulatory regime for supplier financial resilience so that risks are not passed on inappropriately to consumers.

In the next step of realising this action plan, today we are announcing our decision on measures to strengthen our milestone assessment framework and increase scrutiny around significant commercial developments and senior personnel changes (this links to point 6 of the December action plan). We attach the decision and associated guidance for suppliers below.

Main document

[Decision on strengthening milestone assessments and additional reporting requirements [PDF, 529.47KB]

](https://www.ofgem.gov.uk/sites/default/files/2022-02/Decision%20on%20strengthening%20milestone%20assessments%20and%20additional%20reporting%20requirements.pdf)

Subsidiary documents

[Milestone Assessment Guidance [PDF, 192.10KB]

](https://www.ofgem.gov.uk/sites/default/files/2022-02/Milestone%20Assessment%20Guidance.pdf)

[For Decision - Elec SLC modifications [PDF, 187.13KB]

](https://www.ofgem.gov.uk/sites/default/files/2022-02/For%20Decision%20-%20Elec%20SLC%20modifications.pdf)

[For Decision - Gas SLC modification notice [PDF, 211.62KB]

](https://www.ofgem.gov.uk/sites/default/files/2022-02/For%20Decision%20-%20Gas%20SLC%20modification%20notice.pdf)

[Guidance on significant commercial developments and senior personnel changes [PDF, 163.25KB]

](https://www.ofgem.gov.uk/sites/default/files/2022-02/Significant%20commercial%20developments%20and%20senior%20personnel%20changes%20guidance.pdf)

[Trade Sales/Purchases and Relevant Merger Situations Assessment Template [XLSX, 56.80KB]

](https://www.ofgem.gov.uk/sites/default/files/2022-04/Trade%20Sale%20assessment%20template%20-%20FINAL1648640077509.xlsx)

[Change to Senior Personnel Checklist [PDF, 85.00KB]

](https://www.ofgem.gov.uk/sites/default/files/2022-04/Changes%20to%20Senior%20Personnel%20Checklist%20.pdf)

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Decision on strengthening milestone assessments and additional reporting requirements